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L型互质阵的低复杂度无网格二维DOA估计方法

王绪虎 1*,冯洪浩1,郑蕾1,韩晶2,刘永伟3,孙高利1,陈建军1,王辛杰1   

  1. 1. 青岛理工大学 信息与控制工程学院, 山东 青岛 266520; 2. 西北工业大学 航海学院, 陕西 西安 710072; 3. 哈尔滨工程大学 水声工程学院, 黑龙江 哈尔滨 150001
  • 收稿日期:2024-11-19 修回日期:2025-05-11
  • 基金资助:
    国家自然科学基金项目(12374422), 山东省自然科学基金项目(ZR2021QF113;ZR2021MF081;ZR2022MF273),山东省高等学校优秀青年创新团队(2022KJ162)

Low-complexity Gridless Two-dimensional DOA Estimation Method for the L-shaped Coprime Array

WANG Xuhu1 *,FENG Honghao1,ZHEN Lei1,HAN Jing2,LIU Yongwei3,SUN Gaoli1,CHEN Jianjun1,WANG Xinjie1   

  1. 1. School of Information and Control Engineering, Qingdao University of Technology, Qingdao 266520, Shandong, China; 2. School of Marine Science and Technology, Northwestern Polytechnical University, Xi’an 710072, Shanxi, China; 3. School of Underwater Acoustic Engineering, Harbin Engineering University, Harbin 150001, Heilongjiang, China
  • Received:2024-11-19 Revised:2025-05-11

摘要: 为降低L型互质阵的无网格类矩阵重构方法的计算复杂度,提高低信噪比下的角度匹配成功概率,提出一种L型互质阵的低复杂度无网格二维DOA估计方法。该方法利用共轭增广方法,通过求解阵元间的互相关函数,实现 轴和 轴互质阵的阵列虚拟扩展;依据矩阵形式的原子范数思想,通过解耦原子范数最小化方法,实现阵列插值;通过求根MUSIC方法,得到各轴夹角的估计值;依据信号子空间和阵列流形矩阵的空间一致性,通过求解代价函数,实现角度匹配。为了进一步降低计算复杂度,将矩阵形式的原子范数与酉变换相结合,通过实值解耦原子范数最小化方法,实现酉阵列插值。研究结果表明:该方法一方面提高了DOA估计精度,降低了计算复杂度,提高了角度匹配成功概率;另一方面则通过牺牲部分DOA估计精度和阵列自由度,进一步降低了计算复杂度。通过仿真实验验证了所提方法的可行性和优势。

关键词: 二维DOA估计, L型互质阵, 虚拟扩展, 解耦原子范数最小化, 酉变换, 角度匹配

Abstract: To reduce the computational complexity of the gridless matrix reconstruction method for the L-shaped coprime array and improve the success probability of angle matching under low signal-to-noise ratios, a low complexity gridless two-dimensional direction-of-arrival (DOA) estimation method for the L-shaped coprime array is proposed. This method utilizes the conjugate augmentation method to realize the array virtual extension of the x-axis and z-axis coprime arrays by solving the cross-correlation functions between array elements; According to the idea of matrix-form atomic norm, the array interpolation is realized by the decoupled atomic norm minimization method; The estimated values of the angles between each axis are obtained by the root multiple signal classification (MUSIC) method; According to the spatial consistency between the signal subspace and the array manifold matrix, the angle matching is realized by solving the cost function. To further reduce the computational complexity, the matrix-form atomic norm is combined with the unitary transformation, and the unitary array interpolation is realized by the real-valued decoupled atomic norm minimization method. The results show that, on the one hand, the proposed method improves the accuracy of DOA estimation, reduces the computational complexity, and enhances the probability of successful angle matching; On the other hand, the computational complexity is further reduced by sacrificing part of the DOA estimation accuracy and array degrees of freedom. The feasibility and advantages of the proposed method were verified through simulation experiments.

Key words: two-dimensional DOA estimation, L-shaped coprime array, virtual extension, decoupled atomic norm minimization, unitary transformation, angle matching

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